Vice President, Oswald Companies
David joined Oswald in 2003 with experience in the financial services industry, specializing in life and disability insurance and investment planning. David’s practice has focused on helping professionals and middle-market business owners (C-suite) with personal planning and advanced insurance solutions designed to best protect assets and help maximize wealth.
Education and Professional Affiliations
David graduated from Ohio State University in 1986 with a Bachelor of Science Degree in Business Management. He is licensed in Ohio and selected other states for Life, Health, Annuities, FINRA Series 7, Series 63, and RIA.
Securities are offered through Lion Street Financial, LLC (512.776.8400), member FINRA, SIPC. Investment advisory products and services are offered through Lion Street Advisors, LLC, an investment advisor registered with the SEC. Lion Street Financial, LLC and Lion Street Advisors, LLC are affiliated companies and do not provide tax or legal advice, nor does Oswald Life. Representatives may transact business, which includes offering products and services and/or responding to inquiries, only in state(s) in which they are properly registered and/or licensed.
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